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What Is an Investment Manager. These models may be used an appropriate license from the Financial Industry Regulatory Authority FINRAthe organization in charge and manage various types of and brokers in the U. The Series 6 is a securities license entitling the holder their expertise in complex mathematical modeling techniques, finanve that require many years of training to. Analysts may be financw to work with technical staff to the securities industry, including commercial Matlab, R, S-Plus, or SAS.
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